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20 results for “regulatory compliance”

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cs.CYcs.CRRecentMar 31, 2026

A Regulatory Compliance Protocol for Asset Interoperability Between Traditional and Decentralized Finance in Tokenized Capital Markets

Jinwook Kim, Jonghun Hong

The paper proposes a Regulatory Compliance Protocol (RCP) to standardize and provide a regulatory framework for the interoperability and tokenization of assets between traditional and decentralized fi…

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cs.CYcs.AIcs.CRRecentApr 6, 2026

AI Agents Under EU Law

Luca Nannini, Adam Leon Smith, Michele Joshua Maggini, Enrico Panai +5 more

This paper provides a systematic regulatory mapping and compliance architecture for AI agents operating under the complex web of EU laws, concluding that high-risk agents with untraceable behavioral d…

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cs.MAcs.CEcs.SEEmpiricalRecentJul 28, 2026

ARCHER: Agentic Rule and Compliance Harness for Executable Regulations

Chiraag Singh Anand, Xue Wen Tan, Lionel Teo, Eric Tan

ARCHER is a test-driven, multi-agent program-synthesis harness that generates auditable verification code from regulatory Codes of Practice for transparent, adaptable, and scalable compliance checking…

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cs.AIRecentMay 28, 2026

Citation-Closure Retrieval and Per-Rule Attribution for Real-World Regulatory Compliance Question Answering

Yeong-Joon Ju, Seong-Whan Lee

The paper introduces RefWalk, a novel framework designed to improve regulatory compliance question answering by ensuring rigorous citation traceability and explicit per-rule attribution across complex…

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cs.CRcs.AIcs.CYRecentMar 19, 2026

Security, privacy, and agentic AI in a regulatory view: From definitions and distinctions to provisions and reflections

Shiliang Zhang, Sabita Maharjan

This paper reviews recent EU AI regulatory documents to clarify definitions and synthesize current provisions regarding security, privacy, and autonomous agentic AI.

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cs.SEEmpiricalRecentJul 24, 2026

Comparing and Conceptualizing Data Protection Requirements Worldwide for Privacy Regulatory Compliance

Claudia Negri-Ribalta, Lorena Sanchez Chamorro, Ioana Visescu, Muriel Frank +3 more

This paper identifies and conceptualizes common and divergent regulatory data protection requirements (RDPRs) worldwide using interviews with legal experts and content analysis of data protection regu…

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cs.LOcs.AIcs.CRRecentApr 1, 2026

Type-Checked Compliance: Deterministic Guardrails for Agentic Financial Systems Using Lean 4 Theorem Proving

Devakh Rashie, Veda Rashi

The paper introduces the Lean-Agent Protocol, a formal verification platform that uses Lean 4 theorem proving to ensure agentic AI actions in finance are mathematically compliant with complex regulati…

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cs.CReess.SYRecentApr 2, 2026

Architectural Implications of the UK Cyber Security and Resilience Bill

Jonathan Shelby

This paper analyzes the UK Cyber Security and Resilience Bill, arguing that its comprehensive provisions necessitate a shift away from perimeter-based security models toward a Zero Trust Architecture…

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cs.CRcs.AIRecentApr 7, 2026

Towards the Development of an LLM-Based Methodology for Automated Security Profiling in Compliance with Ukrainian Cybersecurity Regulations

Daniil Shafranskyi, Iryna Stopochkina, Mykola Ilin

The paper proposes an LLM-enhanced methodology using RAG to automate the creation of security profiles, ensuring compliance with Ukrainian cybersecurity regulations and international best practices.

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cs.CLcs.CRRecentMay 1, 2026

ML-Bench&Guard: Policy-Grounded Multilingual Safety Benchmark and Guardrail for Large Language Models

Yunhan Zhao, Zhaorun Chen, Xingjun Ma, Yu-Gang Jiang +1 more

The paper introduces ML-Bench, a policy-grounded multilingual safety benchmark, and ML-Guard, a superior guardrail model that enables culturally and legally aligned safety assessment for LLMs across 1…

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cs.CLRecentMay 31, 2026

Benchmarking Local LLMs for Natural-Language-to-SQL Querying in Biopharmaceutical Manufacturing: An Empirical Benchmark on Consumer-Grade Hardware

Sagar Bhetwal, Rajan Bastakoti, Nirajan Acharya, Gaurav Kumar Gupta

This study benchmarks four local LLMs for natural-language-to-SQL querying in biopharma manufacturing, finding that general-purpose code-tuned models like Llama 3.1 8B and Qwen 2.5 Coder 7B outperform…

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cs.SEcs.AIcs.CLEmpiricalRecentJun 21, 2026

Reinforcement learning to improve large language model-based automated code compliance systems

Jack Wei Lun Shi, Minghao Dang, Wawan Solihin, Leong Hien Poh +1 more

This paper presents P4IR, a two-stage framework for automated code compliance using supervised fine-tuning and Group Relative Policy Optimization, achieving significant improvements over baselines and…

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cs.CRRecentApr 12, 2026

Privacy as Permissible Operations: An ABAC Framework for Policy-Law Compliance

Ajay Dhakar, Arunesh Sinha, Shamik Sural

The paper introduces APLiance, a novel ABAC framework that models privacy policies as access requests and checks their compliance against legal requirements by mapping law sections to ABAC rules.

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cs.CRcs.AIRecentApr 3, 2026

AICCE: AI Driven Compliance Checker Engine

Mohammad Wali Ur Rahman, Martin Manuel Lopez, Lamia Tasnim Mim, Carter Farthing +3 more

The paper introduces AICCE, an AI-driven engine that uses generative systems and dual-architecture reasoning to accurately verify IPv6 compliance, overcoming the limitations of traditional rule-based…

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cs.CRcs.AIRecentApr 22, 2026

Omission Constraints Decay While Commission Constraints Persist in Long-Context LLM Agents

Yeran Gamage

This paper identifies Security-Recall Divergence (SRD), demonstrating that omission constraints (prohibitions) decay significantly in long-context LLM conversations, while commission constraints (requ…

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cs.CRcs.AIcs.CERecentApr 30, 2026

Compliance-Aware Agentic Payments on Stablecoin Rails

Kenneth See, Xue Wen Tan

The paper proposes a compliance-aware architecture for agentic payments on stablecoin rails that embeds regulatory checks directly into the on-chain execution flow to ensure safe, low-friction transfe…

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cs.CRcs.CYq-bio.TORecentApr 11, 2026

Artificial Pancreas Implantables -- How Healthcare Professionals May Deal With DIY Bio Cases

Austin James, Xavier-Lewis Palmer, Lucas Potter, Celisha Oscar

This paper analyzes the intersection of clinical handling practices and cyberbiosecurity risks associated with both regulated and unregulated (DIY) artificial pancreas systems, highlighting the legal…

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